Risk Assessments & Compliance Reviews

An independent look at your financial-crime risk and the controls meant to manage it. We tell you plainly where you stand and what to fix first.

 

What we review

• Business-wide risk assessment: your customers, products, channels and geographies, including exposure to digital assets.

• Policies and procedures: whether they match your obligations and how the business actually works.

• Control testing: sample testing of onboarding, screening, monitoring and escalation.

• Regulatory gap analysis: your program compared with the requirements that apply to you.

• Independent review: an independent test of your AML program where your rules call for one.

 

What you receive

A written report that sets out each finding, the evidence behind it, its priority and a practical recommendation. A named ComplyChain professional reviews and signs every report.

 

Independence

Before we accept a review, we check for conflicts, including any earlier work we did for you. If we helped design the controls under review, we tell you before we start, so you can decide whether that affects the independence you need.

 

Start a conversation

Email info@complychainsolutions.com or use the form below. Tell us what you need reviewed and by when.