AML, KYC & Remediation Advisory
For banks, crypto exchanges and VASPs, payment firms and corporates that need anti-money-laundering controls that hold up under review. We work alongside your compliance team. You keep ownership of the program and the decisions.
What we help with
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AML program design: policies, procedures and a risk assessment mapped to the rules that apply to your business.
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Customer due diligence: onboarding, KYC and KYB processes, including enhanced due diligence for higher-risk customers.
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Crypto exposure: controls for customers who buy, sell or receive digital assets, including wallet screening and blockchain analytics.
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Monitoring and escalation: transaction-monitoring scenarios, alert review and escalation procedures your analysts can follow.
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Training: practical sessions for front-line staff, investigators and senior management.
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Independent AML testing: the periodic independent review of your AML program, with sample testing and a written report. We only test programs we did not design or remediate.
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Sanctions program reviews: screening coverage, wallet-address screening, alert clearing and blocking procedures.
Remediation for financial institutions and crypto exchanges
For banks, crypto exchanges, VASPs, fintechs and other financial institutions that need to close known gaps, on a deadline, with work that will stand up to the next review. Crypto exchange or VASP? See compliance and remediation for exchanges.
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KYC/KYB remediation: updating, validating and reconciling customer and business identity files so they meet KYC and AML requirements.
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Regulatory and audit remediation: addressing compliance gaps, internal-control weaknesses and findings from regulatory examinations (for example, by the OCC or a central bank) and internal audits.
How an engagement works
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Conflict check and scope. We confirm there is no conflict and agree in writing what is in scope.
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Review. We read your documents, interview the people who run the controls and test a sample.
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Findings. You receive a written report with prioritized, practical recommendations.
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Follow-up. If you want, we help put the changes in place and check them later.
What we don’t do
We don’t give legal advice, and we don’t make regulatory reporting decisions for you. Those stay with your compliance officer and your counsel.
Start a conversation
Email info@complychainsolutions.com or use the form below. Tell us what kind of business you run and what you need reviewed.
